Financial Industry Business Counseling

Financial advisors face unique business and career challenges that require legal counsel with a deep understanding of the retail financial services industry. At Matasar Jacobs, we provide practical, strategic guidance to help advisors protect their books of business, structure their practices, and navigate employment and transition issues with confidence.

Our attorneys have represented thousands of advisors nationwide, giving us an unmatched perspective on the contracts, agreements, and regulatory issues that shape this industry. Whether planning a move to a new firm, negotiating the sale or succession of a practice, or addressing employment or promissory note disputes, we help clients achieve outcomes that safeguard both their businesses and their futures.